Search Administrative Sanctions in Effect by Respondent Name, Respondent aka, CFTC Docket No. A default effective date of January 1, is used for all individuals and firms with Sanctions imposed in cases filed in fiscal years through For assistance with this search tool or for questions about specific Sanctions or Respondents, please contact the CFTC Office of Proceedings by email or by telephone at Commodity Futures Trading Commission.

Transparency International Contact Us. Administrative Sanctions in Effect - Present Search Administrative Sanctions in Effect by Respondent Name, Respondent aka, CFTC Docket No. Search Administrative Sanctions in Effect by: ATHANSON, HARRY J ATLANTIC FUTURES, INC. BELLASSAI, NANCY A BELLO, ANDREW, JR BELSKY, YEHUDA BENGSON, TIMOTHY MICHAEL BENJAMIN, MAURICE BENNETT, RICHARD BENTLEY ROTHCHILD GROUP, INC.

BIGGS, BYRON G BIGHAM, ROBERT W, JR BILELLO, LAWRENCE J BILLFUND, INC. BILLINGS, WILLIAM G BLESS, JACK BLITZ, DENNIS Bloch, Harvey M. D BLUMEYER-LECKAR, NANCY J BOLT, JAMES W BOROSAK, DAVID G BOSTON TRADING ADVISORS, LLC BRADSHAW, JAMES WILLIAM BRANCH, DAVID C BRANDVOLD, LLOYD T BRANIFF, THOMAS M Brenner, Steven C. CHU, DAVID CHULIK, MARK E CILLI, VICTOR E. CLANCY, JAMES KENDALL CLANCY, PAUL H. CLARK, MICHAEL J CLEARY TRADING COMPANY, INC.

COCHRAN, PAUL COEN, M. COFFEY, MICHAEL A COHEN, RICHARD ALAN COHEN, SEYMOUR COHN, STUART COLICCHIA, PETER D COLLINS COMMODITY BROKERAGE COMPANY, INC. COTE, LARRY COX, EDWARD A, III COX, STEPHEN CHARLES CRABAPPLE CAPITAL GROUP, LLC CRAIG, JAMES P CRILLY, RICHARD J CROTHERS, WILLIAM R CROUCH, THOMAS A CROWN COLONY COMMODITY OPTIONS, LTD. CROWN, BRUCE N CSA INVESTOR SERVICES, INC. Diversified Trading Systems, Inc.

DOYLE, JAMES J DRIVER, GORDON A. DUNHILL FINANCIAL GROUP, INC.

DURKIN, JOHN F DURKIN, JOHN F. FINANCIAL SERVICES GROUP, INC. First Commodity Corporation of Boston FIRST FINANCIAL TRADING, INC. FIRST FUTURES GROUP, INC. FIRST INVESTORS GROUP OF THE PALM BEACHES, INC.

FIRST WEST TRADING, INC. FISCHER, ALEXANDER FISHBACK BROKERAGE SERVICES, INC. FRIEDMAN, DOUGLAS M FRIEDMAN, HOWARD FRIEDMAN, RAY E FRIEDMAN, ROBERT I FRITTS, JAMES GARY FSI FUTURES, INC.

GAIBER, SELWYN "SY" GALE, WILLIAM A GALGANO, THOMAS S GANDOLFO, JOHN PETER GARCIA, BERTHA B GARFIELD SUN HING BULLION LTD. GATH, DANIEL MICHAEL GENOVESE, FRANK T, JR.

GOURLAY WOLFF FUTURES LTD. HARELIK, BRIAN H HARLEY, STANLEY C HARLOW, DAVID E HARRIS, LINDA FAYE FAYE HARRIS, RONALD HARRIS, WILLIAM B HARRISON, GEORGE R HARRISON, GEORGE RODNEY HARTOG, JAMES DEN HARVEY, THOMAS T HAYES, RICHARD C Heath, V.

HOFFMAN, CHARLES, JR HOFFMAN, PETER D HOLD TRADE, INC. HOLLANDER, FREDERICK N HOLMAN, EDDIE, JR HOPKINS, R. ILK, MARK R IMPERIAL OPTIONS, LTD INCOMCO, INC. IP, YUNG SANG ISRAEL, SAMUEL, III ITZKOWITZ, DAVID IV GREAT Bfc forex financial services ltd Fpv line forex. JENSEN, Bfc forex financial services ltd ELLIS JOHANNING, JEROME B JOHN J.

JOHNSON, COREY PETER JOHNSON, DAVID G JOINER, WILLIAM H JOYCE, PAUL F KAHN, ELLIS K. K KALUS, ELLIOT KAMERDIN, JOHN T KAMINSKI, KENNETH W KANNO, GEORGE KAPLAN, MURRAY F. KARVELLAS, STEVEN JAMES KATES, KEVIN DAVID KAUFMAN, MILTON KAWAKAMI, LEO T KAY, JAMES W KEANE, BRIAN KELLOGG, MICHAEL A KELLY, MICHAEL J KELLY, PAUL K KELSON, GARY KEMP, ELIZABETH MISKUS KENNEY, THOMAS P KERZINGER, WILLY KETCHAM, RAYMOND H KETCHAM, THERESA S KILDANI, PAUL KIM, SEUNGHO KING, J.

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MICHAEL KING, JOHN J KING, JOHN L KING, MICHAEL A KIRK, PAUL KITCHENER, GARY KLEIN, AARON KLINE, JAYSON S KNACK, ROBERT L KNAUTH, JOSEPH B, JR KOERNER, WILLIAM B. KOHLER, JAMES THOMAS, JR KORSEN, STEVEN S Online forex trading concepts, MELANIE R KOTANSKY, RAYMOND D KRHOVJAK, CLAY KRON, DAN Kyle, John N. N, II LA MANTIA, SAM H LAKEN, GLENN BRADLEY LANDIN, ALFRED LANE, GEORGE C LARSON, KEVIN DAVID LAVENDER, IRA M LAWTON, GRANT LE VASSEUR, JOHN LECLAIRE, DAVID B LEE, ANDREW M LEONARD, BETTY LEONARD, ROBERT K LERMAN, LAWRENCE S.

LERNER, EDWARD LEVINE, SCOTT J LEVITIS, ILYA LEVITIS, LEON LEXUS FINANCIAL GROUP, INC. M37 Investments, LLC MACLEOD, WINFORD MADDOX, HUGH J MADISON FINANCIAL GROUP, LLC. MIKLAS, MAROS MILLBRAE SUN HING BULLION LTD. NATIONAL MONETARY FUND, INC. PAUL NEUMAN, JOHN LEE NEW WORLD TRADING, LLC NEWMAN, SAMUEL NEXT FINANCIAL SERVICES UNLIMITED, Indicator gives signal for binary options. PREMIER TRADING GROUP, INC.

PRO TRADING COURSE, LLC Professional Market Brokerage, Inc. SAHAROFF, PAUL SALMON, HORACE G SALVAGE, MINDY S SAMEROFF, PHILIP A SAN FRANCISCO SUN HING BULLION LTD.

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SANDERS, CHARLES A SARMAD, SYED SARMIENTO, HENRY SARNOFF, PAUL SAVAGE, JACK W SAVICZ, JERRY L SAVILLE, HERSCHELL Sawyer, Steven J. J SAWYER, STEVEN LEE SAXENA, SANJAY SBARBATI, VINCENT J SCHAEFFER, EUGENE E, JR SCHECK, DANNY L SCHIERL, R.

R SETO, ROBERT G SHACKETT, ALAN J SHAH, ABBAS A SHAK, DANIEL SHANER TRADING PARTNERS, INC. TAYLOR, RICHARD J TECHNO TRADING SYSTEMS, INC. TEMPLE, SHAWN P Thaler, Elliot THE EARL K. RILEY COMPANY THOMAS, ALBERT W THOMAS, MICHAEL HJALMAR THOMAS, RIAN A THOMAS, TODD ALAN THOMPSON, R. TRITISCH, GARY A TRP ADVISORY GROUP, INC. TRUEBA, CARLOS T TSANTES, HARRY A TSUI, ALLEN TUKEY, THOMAS B TULIG, DANIEL F TURKISH, NORMAN TYLER, DEAN U. UNITED INVESTORS GROUP, INC.

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WATERS, JOHN P WAYNE COUNTY PRODUCE, INC. WYMER, STEVEN D YANG, JOSEPH LEE YATVIN, MICHAEL B YEE, PAUL YEH, FRANK F. ALL Ackermann, John Fredrick; Ackermann, John Fredrick American Futures Group, Inc.

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Atlantic Mercantile Group, Inc. BOB BAKER Brenner, Steven C.

SMITH Diversified Trading Systems, Inc. Einstein Fu; Einstein-Cisvest, Inc. Great American Commodities, Inc. FUND I JEROME D. GOOSSEN JEROME RICHMOND JOYCE VALDEZ KAZIMIR MISHNO; K.

MICHNO KING CHAN; EDDY CHAN Kyle, John N. SAFEGUARD BROKERAGE Sawyer, Steven J. David Commodities Sterling Investments of America, Inc.

AN ILLINOIS C; Professional Market Brokerage, Inc. ALL A A SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD NFA Id: ALL ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; Your query is: ALL] AND [Respondent aka: ALL] AND [CFTC Docket No.: ALL] AND [NFA Id: ALL] The results for the query dated: Show All Respondent Name Respondent aka CFTC Docket No.

Resources Budget and Performance Educational Material Privacy Policy Web Policy FOIA EEO Statement No Fear Act Inspector General USA. Actions CFTC Regulations Commodity Exchange Act Public Comments Tips and Complaints Industry Filings Whistleblower. CFTC Headquarters Three Lafayette Centre 21st Street, NW Washington, DC ALL A A SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD SD ALL ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ; ;